Element 6.2.1: Transitions

Continuity of learning and transitions for each child are supported by sharing information and clarifying responsibilities.

 

National Law and National Regulations underpinning Element 6.2.1

Section 175 Offence relating to requirement to keep enrolment and other documents

Regulation 102AAB Safe arrival of children policies and procedures

Regulation 102AAC Risk assessment for the purposes of safe arrival of children policies and procedures

What Element 6.2.1 aims to achieve

Transitions can occur every day between routines, play spaces, or settings, as well as transitions between home, education and care settings, and school. Transitions in early childhood education settings occur:

  • from home to the education and care setting
  • between rooms and groups in a setting
  • between settings
  • between education and care settings and school
  • between routines and experiences
  • from one educator to another
  • from indoor to outdoor play spaces
  • to and from mealtimes and sleep or rest times (Early Years Learning Framework).

Transitions offer opportunities and challenges for children as different spaces and settings have different purposes, expectations and practices. Working collaboratively with families, other educators, and other professional services, educators support children to actively prepare for transitions between settings and experiences by:

  • helping children and young people to understand the traditions, routines and practices of different settings, and building resilience to feel comfortable with the process of change
  • sharing information about each child’s knowledge, skills, learning, strengths and interests to support educators in a new setting or group to build on these foundations
  • building on children’s funds of knowledge to help them to feel secure, confident and connected to familiar people, places, events and understandings (Early Years Learning Framework; Framework for School Age Care).

Policies and procedures

Approved providers must ensure that each service has a policy and procedures in place for the safe arrival of children who travel to or from the education and care services. These must set out the procedures to ensure the safe arrival of children who travel between the service and any other education or early childhood service. An education or early childhood service is:

  • a school
  • an education and care service
  • a children's service, or
  • any other service which provides education and care to children.

When preparing these policies and procedures, the service must consult their staff, parents and (if applicable) children at the service.

Policies and procedures should clearly specify who holds the duty of care for children during these periods of travel. Services should ensure this information is clearly communicated to and understood by families, all educators and school-based staff. The supervision of children during their travel to and from the service is important given the heightened risk to the safety and wellbeing of children during these times. 

The policy and procedures must also include a risk assessment, which is to be conducted at least once every 12 months and as soon as practicable after becoming aware of any circumstance that may affect the safe arrival of children travelling between the service and any other education or early childhood service. 

The purpose of the risk assessment is to identify and assess any risks that a child’s travel between an education and care service and any other education or early childhood service may pose to the safety, health or wellbeing of the child. A risk assessment must also specify how the identified risks will be managed and minimised. Some of the things a risk assessment must consider include:

  • the age, developmental stage and individual needs of the child
  • the role and responsibilities of; 
    • the nominated supervisor of each service the child will travel to or from
    • the child's parent
    • an authorised nominee named in the enrolment record
    • a person authorised by either the child’s parent or an authorised nominee in the enrolment record, and 
    • the service the care of which the child is entering or leaving
  • the communication arrangements between the service the child is leaving and the service the child is entering, including any communication arrangements if the child is missing or cannot be accounted for during the child's travel
  • the procedure if the service has identified a child is missing or cannot be accounted for during their travel
  • given the risks posed by the child’s travel, the number of educators or other responsible adults that is appropriate to provide supervision
  • the proposed route and destination, including any proximity to harm and hazards
  • the process for entering and exiting both the service premises and the pick-up location or destination (as required)
  • the procedure to be followed by the service to ensure the child leaves the service premises in accordance with regulation 99(4)(b). 

The policies and procedures must be updated as soon as practicable if a risk related to the child’s travel is identified after a risk assessment is conducted. 

A record of the risk assessment must be kept by the approved provider.  Failure to conduct the risk assessment may attract a compliance notice and a $2,200 penalty. 

Assessment guide for meeting Element 6.2.1 (for all services)

Supporting smooth transitions

Assessors may observe:

 

  • children:
    • experiencing positive transitions within the service, between services and between the service, home, preschool/kindergarten and/or school

School age children

  • being supported and appropriately supervised when being transported to or from the service by car, bus, train, tram or on foot

Centre-based services

  • educators on different shifts in centre-based services communicating with each other about:
  •  
    • children’s experiences earlier in the day
    • information shared by families about their child.

Assessors may discuss:

 

  • the strategies in place to ensure:
    • children are supported when:
      • moving from one group to another
      • moving between settings, including between the service and schools or other education or early childhood services
      • returning to the service after an absence
      • transitioning between routines and experiences

School age children

  • they arrive at the service at short notice or unexpectedly
 
  • excursions are positive and safe learning experiences for children
  • educators and school based staff understand how the duty of care for children is shared during travel between the service and any other education or early childhood service 
  • the strategies and processes used to support:
    • children’s positive transition to formal schooling
    • children requiring additional support in their transition to school and to specialist services
  • how road safety education and any active transport initiatives are incorporated into the program
  • how families are involved in decision-making regarding transitions within the service (for example children moving to a different educator, room or group)
  • how the risk assessment process for the safe arrival of children who travel between the service and any other education or early childhood service was established and how it continues to be applied
  • common or ongoing risks that have been identified and how they are being managed

School age children

  • how:
    • information from families about their child’s attendance/non-attendance at the service is communicated to educators responsible for transitioning children between school and the service
    • information is shared between educators working in the before-school and after-school components of the service (and between schools and other education and early childhood services)
    • the service works with families to support and manage children’s attendance at extracurricular and sporting activities
    • the service works with schools to ensure children travel safely, smoothly and effectively from school to/from the service

Family day care

  • processes in place to ensure families are able to access alternative education and care if their usual educator is unavailable
  • the ways in which FDC educators and families share information about children’s extra-curricular activities and how this is used to inform appropriate programming and the safe arrival of children who travel to and from the FDC service
  • the ways in which co-ordinators support educators to facilitate the safe arrival of children who travel to and from the FDC service, including to/from school. 

Assessors may sight:

 

  • examples of summaries of the child’s progress towards the learning outcomes when transitioning between different age settings
  • examples of plans and statements to assist children in making positive transitions from the service to formal schooling
  • written procedures for releasing children from the service and ensuring that they are released only to authorised nominees
  • records of children’s arrivals and departures, with the signature of the person responsible for verifying the accuracy of the record and the identity of the person collecting the child
  • a copy of the policy and procedures related to the safe arrival of children who travel between the service and any other education or early childhood service, including a documented risk assessment process
  • completed risk assessments, related to the safe arrival of children
  • documentary evidence of authorisation for services to transport children from one place to another.

Birth to three

  • evidence that in centre-based services, shifts are planned to maximise continuity of education and care for children

School age children

  • documented procedures for transitioning children and young people between school and the service, including a procedure that addresses enrolled children who have not arrived at the service.